Total Coverage. Zero Gaps. Compliance That Holds Up to the SEC.
Every ad, every email, every social post — reviewed against SEC Marketing Rule and FINRA 2210 before it goes live. Audit-ready by default, with the evidence trail to prove it.
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How financial services firms automate advertising review.
Pre-screen every ad, email, and social post against SEC and FINRA rules before it reaches your compliance team.
- Manual reviews across email and shared documents
- The same issues flagged repeatedly
- Long approval cycles that delay launches
- Compliance teams overloaded with low-risk reviews
- Automated first-pass review in seconds
- Clear, actionable fixes for submitters
- Consistent application of rules and regulations
- Faster approvals without increasing risk
Built for SEC and FINRA review at scale.
SEC & FINRA rule screening
Automatically flag performance claims, testimonial violations, and missing disclosures across every marketing asset.
Policy-driven review logic
Configure rules that match your firm's specific compliance policies, not just generic regulatory checklists.
Review in seconds, not days
Give your marketing team instant feedback so they can fix issues before submitting to compliance for final approval.
Trusted by teams that take compliance seriously.
“Luthor turned marketing compliance from stress to seamless — it helps us move fast without second-guessing risk.”
“Between Reg Z, state rules, and NMLS requirements, every marketing piece has to be airtight. Luthor catches it all before anything goes live.”
“With over 200 marketing pieces going out every quarter across various channels, Luthor lets us scale our marketing without needing to add headcount.”
“I can't imagine doing my job without Luthor now. So happy our marketing team pushed for it. It's truly changed how I work.”
Trusted by regulated teams with their most sensitive data.
Security is embedded in everything we build — from encryption to access controls to continuous monitoring.
Visit Trust CenterSOC 2 Type II Compliant
Independently audited with regular penetration testing.
256-bit Encryption
AES-256 at rest, TLS 1.3 in transit.
GDPR Compliant
Full data privacy controls and portability.
SEC 17a-4 Ready
Immutable record retention for regulatory archival.
Never publish risk again.
Our policy and legal engineers will walk through your content pipelines, your regulatory obligations, and how you can integrate the Luthor layer in days, not months.