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Unblock your marketing team. Automate compliance. Scale faster.

Luthor helps RIAs & broker-dealers speed up marketing approvals and increase content output—without compliance bottlenecks.

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Trusted by leading firms with a combined $5.7B+ in AUM

From compliance bottlenecks to unlimited marketing potential

Marketing teams at RIAs and broker-dealers struggle to scale due to slow compliance reviews. Luthor removes approval roadblocks, enabling them to create, review, and publish marketing content 6x faster while maintaining full compliance.
15%
Slow manual reviews
Before Luthor 15 marketing pieces a month
100%
Automated, real-time compliance
After Luthor 100+ marketing pieces a month
Are you at risk of costly fines and legal penalties due to non-compliant marketing materials?
Could your fundraising campaign be suddenly shut down because of unnoticed compliance violations?
Are unclear or misleading marketing statements eroding investor trust and credibility?
Do you struggle to gather marketing records quickly when facing an audit or regulatory request?
Without Luthor

Marketing compliance in regulated industries is a constant risk

Without an automated solution, every statement—across websites, emails, and social media—faces time-consuming manual checks to meet strict SEC and FINRA rules. Marketing feels blocked and compliance overwhelmed.
Regulations vary across jurisdictions
DIFFICULT
Regulations vary across jurisdictions, making it hard to track every requirement.
Reviewing content manually takes time, delaying campaigns
SLOW
Reviewing content manually takes time, delaying campaigns.
Even small updates or overlooked social media posts can lead to compliance violations
RISKY
Even small updates or overlooked social media posts can lead to compliance violations.
Solutions

AI-powered compliance monitoring

Faster approvals, consistent oversight, and a compliance process that seamlessly supports your marketing team’s creativity at scale.
Real time monitoring - Continuously scans all marketing content for compliance

Real-time Monitoring

Continuously scans all marketing content for compliance.
Automated auditing - tracks revisions, compiles materials, and maintains compliance archives

Automated Auditing

Tracks revisions, compiles materials, and maintains compliance archives.
Multi-channel oversight. Luthor covers websites, emails, social media, paid ads, and more.

Multi-Channel Coverage

Covers websites, emails, social media, paid ads, and more.
Risk alerts & Recommendations: Instantly flags non-compliant content with fixes.

Risk Alerts & Recommendations

Instantly flags non-compliant content with fixes.
Visual aid - Dashboard showing flagged complaince issues

Full Oversight

Live dashboards and one-click reports for a complete picture.  
Testimonial

Trusted by Compliance Experts and Marketing Teams

Don’t just take our word for it. See why compliance team trust Luthor
Generate Compliance Reports – Automate audits and maintain marketing records.
“Luthor has completely transformed how we manage compliance. The automated monitoring saves us countless hours and ensures we stay ahead of regulatory risks.”

Emily R
“Before Luthor, reviewing marketing materials was a slow and painful process. Now, we get instant insights and can confidently launch campaigns without delays.”

Olivia Bennett
“The level of visibility and control Luthor provides is unmatched. We no longer worry about undetected compliance issues across our platforms.”

James Mitchell
“Luthor has completely transformed how we manage compliance. The automated monitoring saves us countless hours and ensures we stay ahead of regulatory risks.”

Emily R
“Before Luthor, reviewing marketing materials was a slow and painful process. Now, we get instant insights and can confidently launch campaigns without delays.”

Olivia Bennett
“The level of visibility and control Luthor provides is unmatched. We no longer worry about undetected compliance issues across our platforms.”

James Mitchell
“Regulatory audits used to be a nightmare. With Luthor’s automated tracking and reporting, we have everything we need at our fingertips.”

Xavier Laser
“Luthor’s AI-powered insights have reduced our compliance review time by over 70%. It’s an essential tool for any regulated marketing team.”

James T
“We used to struggle with fragmented oversight across different marketing channels. Luthor brings everything into one platform, making compliance seamless.”

Michael L
“Regulatory audits used to be a nightmare. With Luthor’s automated tracking and reporting, we have everything we need at our fingertips.”

Xavier Laser
“Luthor’s AI-powered insights have reduced our compliance review time by over 70%. It’s an essential tool for any regulated marketing team.”

James T
“We used to struggle with fragmented oversight across different marketing channels. Luthor brings everything into one platform, making compliance seamless.”

Michael L
FAQs

Your questions, answered

Everything you need to know, all in one place.
What kind of businesses benefit from Luthor?
Luthor is an AI-driven compliance platform designed for crowdfunding platforms and regulated businesses. It helps marketing and compliance teams ensure that all public-facing content—websites, emails, social media, and ads—meets regulatory requirements.
Does Luthor replace human compliance teams?
No, Luthor does not replace your compliance teams. It acts as a force multiplier, automating repetitive tasks and providing real-time compliance insights so that your professionals can focus on higher-value initiatives. By streamlining and standardizing the review process, Luthor helps you maintain compliance more efficiently and effectively.
What regulations does Luthor cover?
Luthor is built to handle marketing and advertising regulations that matter most to RIAs, fintechs, and broker-dealers—primarily SEC, FINRA, and relevant state securities guidelines. We stay current with updates and new guidance in these areas, so your marketing and compliance teams can trust the platform to align with the latest requirements.
How does Luthor help with compliance monitoring?
Luthor continuously scans your marketing content—across websites, emails, social media, and more—to catch potential regulatory issues before they become problems. Our AI engine updates in real time based on SEC and FINRA guidelines, flagging non-compliant phrases or claims and providing recommended fixes. All changes and decisions are logged, giving you a clear audit trail and reducing manual review overhead.
How does Luthor work?
Luthor uses AI-driven workflows to proactively identify regulatory risks, streamlining collaboration between compliance and marketing teams. Our proprietary AI—trained on SEC, FINRA, and other relevant regulations—lets you guide it with high-level instructions while ensuring granular validation, resulting in faster, more accurate approvals.